AI is drafting your team's communications. Agents are posting without human review. Nobody has a record that a person approved it.
The risk is unreviewed AI-assisted communication with no supervisory record.
ERA CUE is the pre-publication control layer: rule checked, human reviewed, record created.
A PR firm posted material growth data on the CEO’s LinkedIn during a quiet period. Posts were live 30 minutes. The firm’s own policy required prior written approval.
Quiet-period rule fires at submission. Blocked before it reaches any platform.
1,700 influencers promoted the firm. No registered principal reviewed any post. No records maintained. FINRA’s first influencer enforcement action.
Every third-party post requires named principal approval before it publishes.
Employees communicated deal-sensitive information on WhatsApp and Signal. Firms could not produce required records during SEC investigations.
Every governed communication creates an immutable record automatically. No off-channel gap.
Advisers published testimonials and endorsements without required disclosures. No pre-approval. No oversight records.
Testimonial language flagged at submission. Pre-approval documented. Disclosure record created automatically.
AI generates content. Executives post it. No record of AI origin, no documented human review. Article 50 requires both.
AI origin logged at submission. Human review documented. Disclosure trail created for every governed draft.
Firms must maintain supervisory systems with written procedures reasonably designed for compliance. Rule 3110(b)(4) requires review of electronic communications related to the firm’s securities business.
Every governed draft creates the supervisory workflow evidence Rule 3110 requires — automatically.
Testimonials and endorsements require disclosure of relationship and compensation, pre-publication oversight, and records maintained for five years.
Testimonial language flagged at submission. Pre-approval required. Disclosure and approval record created before content reaches any audience.
Boards are accountable for AI systems acting on behalf of the organization. NIST AI RMF identifies human oversight as a core governance function. EU AI Act requires oversight documentation before AI content reaches the public.
Every AI-assisted draft requires a structured human decision before it clears. The record proves a human was in the loop — every time.
Regulatory citations are to publicly available enforcement actions and statutory text. ERA CUE does not provide legal advice. Consult qualified counsel regarding the applicability of these requirements to your organization.
Configure once. Check every draft. Record who approved.
The CCO sets rules once — from templates, existing policies, or from scratch. Named principal authorizes before anything fires.
Any executive — or AI agent acting on their behalf — submits a draft. ERA CUE checks it against active rules and prior approved statements. Verdict in seconds.
ERA CUE creates an immutable record — named principal, structured decision, SHA-256 locked. Ready for any regulator, board, or client.
Paste a draft. ERA CUE tells you if it’s safe to publish — before anyone else sees it.
Named principal review. Structured decision. FINRA Rule 3110 satisfied in one submission.
See who approved what, when, and how long it took — across your entire team.
ERA CUE checks for quiet period violations before any executive communicates publicly.
Every deal creates a window where the wrong post creates real exposure. ERA CUE enforces it across your team.
ERA CUE tracks every communication across your team and produces an immutable record for every draft that passes through it.
The CCO sees every executive, every draft, every decision — in one governed view. Who approved. Who's pending. How long it took.
Every draft produces this record. Named principal. SHA-256 locked. The evidence regulators, boards, and clients ask for.
Every governance decision is cryptographically locked. Every rule learns from every decision. The record speaks for itself.
Every governance decision is cryptographically hashed at the moment it is created. The database enforces append-only access — UPDATE and DELETE are refused at the infrastructure level. This is not a policy. It is a technical constraint.
No login required. Set up a rule, check a draft, see the communication record.